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Sethi Clarity Advisers
home
About
About SCA
About Jasmin Sethi
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Publications
All
AI
Alternative Investments
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Crypto Currency
ESG Investing
Fund Disclosures and Regulation
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Gig Workers
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Living Mindfully
Mitigating Inequality with Public Policy
Retirement
Robo-Advisors
Morningstar
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Regulation Best Interest Meets Opaque Practices
Conflicts of Interest Jasmin Sethi 11/1/19 Conflicts of Interest Jasmin Sethi 11/1/19

Regulation Best Interest Meets Opaque Practices

In recent years, investors have increasingly purchased mutual funds through new share classes that jettison two traditional sources of potential conflicts of interest: explicit fees for distribution and front-end loads that are shared back with brokers.

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Conflicts of Interest in Mutual Fund Sales: What Do the Data Tell Us?
Conflicts of Interest Jasmin Sethi 1/7/19 Conflicts of Interest Jasmin Sethi 1/7/19

Conflicts of Interest in Mutual Fund Sales: What Do the Data Tell Us?

Conflicts of interest can arise when financial advisors and brokers have a financial incentive to recommend certain products to investors. Identifying the effects and quantifying the costs of conflicted advice is a challenge for researchers and regulators alike.

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