0
Skip to Content
Sethi Clarity Advisers
Home
About
About SCA
About Jasmin Sethi
Awards
Services
Artificial Intelligence
Retirement
Financial Literacy
Publications
AI
Financial Empowerment
Regulatory Analysis - Financial Products and Services
Retirement
News
Press
Interviews and Talks
Careers
Opportunities
Contact
Sethi Clarity Advisers
Home
About
About SCA
About Jasmin Sethi
Awards
Services
Artificial Intelligence
Retirement
Financial Literacy
Publications
AI
Financial Empowerment
Regulatory Analysis - Financial Products and Services
Retirement
News
Press
Interviews and Talks
Careers
Opportunities
Contact
Home
Folder: About
Back
About SCA
About Jasmin Sethi
Awards
Folder: Services
Back
Artificial Intelligence
Retirement
Financial Literacy
Folder: Publications
Back
AI
Financial Empowerment
Regulatory Analysis - Financial Products and Services
Retirement
Folder: News
Back
Press
Interviews and Talks
Folder: Careers
Back
Opportunities
Contact
Regulation Best Interest Meets Opaque Practices
Conflicts of Interest Jasmin Sethi 11/1/19 Conflicts of Interest Jasmin Sethi 11/1/19

Regulation Best Interest Meets Opaque Practices

In recent years, investors have increasingly purchased mutual funds through new share classes that jettison two traditional sources of potential conflicts of interest: explicit fees for distribution and front-end loads that are shared back with brokers.

Read More
Conflicts of Interest in Mutual Fund Sales: What Do the Data Tell Us?
Conflicts of Interest Jasmin Sethi 1/7/19 Conflicts of Interest Jasmin Sethi 1/7/19

Conflicts of Interest in Mutual Fund Sales: What Do the Data Tell Us?

Conflicts of interest can arise when financial advisors and brokers have a financial incentive to recommend certain products to investors. Identifying the effects and quantifying the costs of conflicted advice is a challenge for researchers and regulators alike.

Read More

Sethi Clarity Advisers

Sethi Clarity Advisers is a boutique consulting firm that provides regulatory and business consulting services to professionals.

© Sethi Clarity Advisers 2025