Jasmin Sethi 4/23/25 Jasmin Sethi 4/23/25

What New SEC Leadership Could Mean for Crypto, Private Markets, and More

Three areas for investors to watch as Paul Atkins takes over as chair of the Securities and Exchange Commission.

Jasmin Sethi 4/30/24 Jasmin Sethi 4/30/24

Can the SEC Climate Rule Spur a Culture of Voluntary Disclosure?

The Security and Exchange Commission’s recently adopted regulations on greenhouse gas emissions and climate-related financial disclosures mark a significant step toward availability of public information for investors in the future.

Jasmin Sethi 4/26/23 Jasmin Sethi 4/26/23

What Can Regulators Do About Crypto?

True investor protection involves proactively creating a predictable regulatory regime.

Sethi Clarity Advisers 10/27/22 Sethi Clarity Advisers 10/27/22

Why Investors Should Care About What the SEC Is Doing on ESG

So, what is this uproar over ESG? Do investors care? Do we need more disclosure?

Jasmin Sethi 10/21/21 Jasmin Sethi 10/21/21

How the SEC Can Make Relationship Summaries Useful for Investors

Customer Relationship Summaries, also known as Form CRS, are a key accompaniment to the SEC’s Regulation Best Interest, or Reg BI, which governs the standard of conduct for broker/dealers. As of last year, broker/dealers, Registered Investment Advisors, and dually registered firms must provide each client, or prospective client, with the firm’s Form CRS.

Jasmin Sethi 3/25/21 Jasmin Sethi 3/25/21

Did GameStop Put Congress on the Right Track to Improving Trading Regulation?

We believe that some policy ramifications of the GameStop/Robinhood uproar are likely. Here's a look at some of the possibilities and trade-offs.