Fund Disclosures and Regulation

The Securities and Exchange Commission is considering a major proposal that would dramatically change the disclosures that investors receive when investing in a mutual fund.

Given the current polarized political environment, I was thrilled to see a recent example of bipartisanship by the SEC in its announcement of the fund disclosure proposal.

We expect the rule to make it harder for investors to influence management.

What we told regulators about the SEC’s proposed rules.