© 2018 Sethi Clarity Advisers LLC

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2017

2016

2015

“2017 Academic and Practitioner Symposium on Mutual Funds and ETFs,” Panelist, Common

Ownership and its Implications for Financial Markets, Sept. 2017.  Darden School of Business

at the University of Virginia.

 

“Division of Trading & Markets Speaks – Key Priorities & Initiatives for 2017,” Panelist, Regulatory Compliance Association, Enforcement, Compliance and Operations Symposium, May 2017.  Regulatory Compliance Association.

 

“Women in Asset Management & Regulation Round Table,” Panelist, Regulatory Compliance Association, May 2017; Apr. 2017; Nov. 2016; Apr. 2016.  Regulatory Compliance Association.

 

“The Art of Successful Communications and Negotiations with Regulators,” Panelist, Regulatory Compliance Association, Regulations, Operations and Compliance Symposium, Apr. 2017.  Regulatory Compliance Association.

 

“The Evolution of Investing: Opportunities and Challenges in the ETF Marketplace,” Panelist, Investment Company Institute, 2017 Mutual Funds and Investment Management Conference,

Mar. 2017.

“Preparing for a “Modernized” World: Implementing the SEC’s New Fund Reporting Rules,” Panelist, Investment Company Institute, The SEC’s New Fund Reporting and Liquidity Rules: What Do They Mean for the Fund Industry? Conference, Nov. 2016.  Investment Company Institute.

 

“Is the Sky Falling? The Shifting Role of Liquidity Risk Management and Regulation,” Panelist, Investment Company Institute, 2016 Mutual Funds and Investment Management Conference,

Mar. 2016.  Investment Company Institute.

 

“Women Leaders Panel,” Panelist, Investment Company Institute, 2016 Mutual Funds and

Investment Management Conference, Mar. 2016.  Investment Company Institute. 

“How Are Firms Conforming their Domestic and Foreign Fund Structures to Volcker, Post

July 21st Compliance Date?,” Moderator, Securities Industry and Financial Markets Association, Volcker Rule Seminar, Sep. 2015.  SIFMA

 

“From the Cubicle to the Corner Suite: The Evolving Role of Women in the Fund Industry,”

Panelist, Investment Company Institute, Women in Leadership Event, Tax and Accounting Conference, Sep. 2015.  Investment Company Institute.

 

“Market Regulation – Considering the Latest Developments,” Panelist, Securities Industry and Financial Markets Association, Equity Market Structure Conference, May 2015.  SIFMA.